top of page
HOME > BROKER / DEALER
Our Broker / Dealer
A Partnership Built on Service
Commonwealth Financial Network® is a Registered Investment Adviser–broker/dealer that provides business solutions to independent financial advisors. In addition to processing investment transactions on your behalf, we offer your advisor a unique mix of tools and support, which allows them to run their practice efficiently and spend more time focused on you.
Commonwealth is independently owned and managed, so we don’t answer to a parent company or shareholders. That means your advisor remains free to act in your best interest, doing everything they can to help you meet your financial goals.
A Commitment to Safeguarding Your Assets
We align with Fidelity InstitutionalSM 2 to provide us with clearing, custody, and other brokerage services. National Financial Services LLC (NFS), a Fidelity broker/dealer, is an industry leader with a long and stable history of customer service excellence. Commonwealth-affiliated advisors, as well as others across the country, rely on NFS to effectively process every trade, statement, report, and myriad other transactions, so you can trust NFS to deliver everything you need.
How We Help Your Advisor Help You
Commonwealth was founded with a mission to help advisors do whatever it takes to serve their clients. The infrastructure we’ve built—and our always expanding wealth of resources—makes it easier for your advisor to provide you with the best possible guidance and the prompt, personal service you expect and deserve.
For more than 40 years, we’ve dedicated ourselves to doing whatever it takes to do well by our advisors, so they can do well by you.
bottom of page